Filing Details

Accession Number:
0001127602-19-012979
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-22 17:01:45
Reporting Period:
2019-03-20
Accepted Time:
2019-03-22 17:01:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645494 Arris International Plc ARRS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185929 David Potts 3871 Lakefield Dr.
Suwanee GA 30024
Evp Of Finance, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-03-20 15,523 $0.00 111,842 No 4 M Direct
Ordinary Shares Disposition 2019-03-22 15,523 $31.65 96,319 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Restricted Shares Disposition 2019-03-20 1,811 $31.64 1,811 $0.00
Ordinary Shares Restricted Shares Disposition 2019-03-20 2,326 $31.64 2,326 $0.00
Ordinary Shares Restricted Shares Disposition 2019-03-20 2,549 $31.64 2,549 $0.00
Ordinary Shares Restricted Shares Disposition 2019-03-20 4,205 $0.00 4,205 $0.00
Ordinary Shares Restricted Shares Disposition 2019-03-20 5,399 $0.00 5,399 $0.00
Ordinary Shares Restricted Shares Disposition 2019-03-20 5,919 $0.00 5,919 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,205 2019-03-30 No 4 F Direct
20,849 2021-03-29 No 4 F Direct
31,326 2022-03-30 No 4 F Direct
0 2019-03-30 No 4 M Direct
15,450 2021-03-29 No 4 M Direct
25,407 2022-03-30 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Ordinary Shares Restricted Shares $0.00 2020-01-31 61,800 61,800 Direct
Ordinary Shares Restricted Shares $0.00 2021-01-31 67,750 67,750 Direct
Ordinary Shares Restricted Shares $0.00 2019-01-31 76,920 76,920 Direct
Ordinary Shares Restricted Shares $0.00 2020-07-07 19,230 19,230 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
61,800 61,800 Direct
67,750 67,750 Direct
76,920 76,920 Direct
19,230 19,230 Direct
Footnotes
  1. Effective March 20, 2019, the Compensation Committee accelerated the vesting of the Restricted Stock Units indicated. Any remaining vesting dates will remain on the anniversary of the original grant date.
  2. Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.6450 to $31.6550, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  5. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  6. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  7. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.