Filing Details

Accession Number:
0001144204-11-013036
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-04 17:15:38
Reporting Period:
2011-03-03
Filing Date:
2011-03-04
Accepted Time:
2011-03-04 17:15:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
320017 Neostem Inc. NBS Services-Misc Health & Allied Services, Nec (8090) 222343568
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1078274 S Steven Myers C/O Neostem, Inc.
420 Lexington Avenue, Suite 450
New York NY 10170
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-03-03 195,312 $1.28 889,300 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2011-03-03 195,313 $1.28 195,313 No 4 P Indirect By Steven S. Myers Revocable Trust dated 12/1/2000
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By Steven S. Myers Revocable Trust dated 12/1/2000
Footnotes
  1. The reporting person participated in a private placement of NeoStem, Inc. (the "Company") common stock (the "Private Placement") due to restrictions on his purchasing the Company's common stock in the open market and in response to his desire to increase his ownership in the Company.
  2. Purchased by the reporting person's IRA in connection with the Private Placement. The shares of common stock were purchased at the then market price of the common stock of the Company under a subscription agreement entered into on February 25, 2011.
  3. Purchased by the Steven S. Myers Revocable Trust dated December 1, 2000 in connection with the Private Placement. The shares of common stock were purchased at the then market price of the common stock of the Company under a subscription agreement entered into on February 25, 2011.