Filing Details
- Accession Number:
- 0001567619-19-007406
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-21 17:55:47
- Reporting Period:
- 2019-03-19
- Accepted Time:
- 2019-03-21 17:55:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Beauty Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 384022268 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1560595 | M Scott Settersten | 1000 Remington Blvd Suite 120 Bolingbrook IL 60440 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-19 | 2,760 | $24.53 | 7,737 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 5,000 | $69.96 | 12,737 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 1,348 | $86.06 | 14,085 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 1,939 | $97.89 | 16,024 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 3,612 | $151.20 | 19,636 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 7,037 | $191.76 | 26,673 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 4,385 | $281.53 | 31,058 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-19 | 3,448 | $204.27 | 34,506 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-19 | 29,529 | $338.64 | 4,977 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 2,760 | $0.00 | 2,760 | $24.53 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 5,000 | $0.00 | 5,000 | $69.96 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 1,348 | $0.00 | 1,348 | $86.06 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 1,939 | $0.00 | 1,939 | $97.89 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 3,612 | $0.00 | 3,612 | $151.20 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 7,037 | $0.00 | 7,037 | $191.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 4,385 | $0.00 | 4,385 | $281.53 |
| Common Stock | Stock Option (right to buy) | Disposition | 2019-03-19 | 3,448 | $0.00 | 3,448 | $204.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-06-14 | No | 4 | M | Direct | |
| 0 | 2021-09-13 | No | 4 | M | Direct | |
| 0 | 2022-05-10 | No | 4 | M | Direct | |
| 0 | 2024-03-28 | No | 4 | M | Direct | |
| 0 | 2025-03-27 | No | 4 | M | Direct | |
| 2,346 | 2026-03-25 | No | 4 | M | Direct | |
| 4,386 | 2027-03-24 | No | 4 | M | Direct | |
| 10,344 | 2028-03-29 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The prices actually received ranged from $336.04 to $343.425. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
- The options, representing a right to purchase a total of 25,000 shares, vest 25% on each anniversary date of the 6/14/2010 grant date.
- The options, representing a right to purchase a total of 5,000 shares, vest 25% on each anniversary date of the 9/13/2011 grant date.
- The options, representing a right to purchase a total of 1,348 shares, vest in 25% increments beginning on 3/23/2013 and on each anniversary date thereafter.
- The options, representing a right to purchase a total of 7,753 shares, vest in 25% increments beginning on 3/16/2015 and on each anniversary date thereafter.
- The options, representing a right to purchase a total of 3,612 shares, vest in 25% increments beginning on 3/15/2016 and on each anniversary date thereafter.
- The options, representing a right to purchase a total of 9,383 shares, vest in 25% increments beginning on 3/15/2017 and on each anniversary date thereafter.
- The options, representing a right to purchase a total of 8,771 shares, vest in 25% increments beginning on 3/15/2018 and on each anniversary date thereafter.
- The options, representing a right to purchase a total of 13,792 shares, vest in 25% increments beginning on 3/15/2019 and on each anniversary date thereafter.
Billionaire Hedge Funds
