Filing Details

Accession Number:
0001179110-19-004107
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-20 17:16:52
Reporting Period:
2019-03-18
Accepted Time:
2019-03-20 17:16:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1275967 W Thomas Handley 1 Ecolab Place
Saint Paul MN 55102
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-18 52,200 $71.54 184,794 No 4 M Direct
Common Stock Disposition 2019-03-18 2,750 $174.85 182,044 No 4 S Direct
Common Stock Disposition 2019-03-18 69,776 $174.16 112,268 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-03-18 52,200 $0.00 52,200 $71.54
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-05 2022-12-05 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,403 Indirect By child #1 trust
Common Stock 7,403 Indirect By child #2 trust
Common Stock 569 Indirect By Ecolab Savings Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $174.72 to $175.00, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $173.72 to $174.66, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of February 28, 2019. (The 569.258 UNITS are the equivalent of approximately 1,045 SHARES of the issuer's Common Stock.)
  4. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.