Filing Details

Accession Number:
0001567619-19-007266
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-20 09:54:23
Reporting Period:
2019-03-19
Accepted Time:
2019-03-20 09:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867665 Abraxas Petroleum Corp AXAS Crude Petroleum & Natural Gas (1311) 742584033
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1714742 A Tod Clarke 18803 Meisner Drive
San Antonio TX 78258
Vice President - Land No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Abraxas Petroleum Common Stock Disposition 2019-03-19 3,462 $1.43 95,630 No 4 S Direct
Abraxas Petroleum Common Stock Acquisiton 2019-03-19 5,000 $0.99 100,630 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Abraxas Petroleum Common Stock Employee Stock Option Disposition 2019-03-19 5,000 $1.43 5,000 $0.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-03-17 2019-03-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Abraxas Petroleum Common Stock 37,437 Indirect 401-K
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Abraxas Petroleum Common Stock Performance-based Restricted Stock Unit $2.19 2021-04-02 2021-04-02 27,397 27,397 Direct
Abraxas Petroleum Common Stock Employee Stock Option $3.15 2015-03-11 2024-03-11 18,000 18,000 Direct
Abraxas Petroleum Common Stock Employee Stock Options $0.97 2017-03-15 2026-03-17 64,000 64,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $3.74 2013-03-08 2022-03-08 5,000 5,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $4.72 2012-03-15 2021-03-15 10,000 10,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $2.09 2011-03-16 2020-03-16 13,300 13,300 Direct
Abraxas Petroleum Common Stock Employee Stock Option $2.39 2014-05-14 2023-05-14 17,300 17,300 Direct
Abraxas Petroleum Common Stock Employee Stock Option $3.55 2012-08-09 2021-08-09 25,000 25,000 Direct
Abraxas Petroleum Common Stock Employee Stock Option $1.75 2010-10-05 2019-10-05 20,775 20,775 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-02 27,397 27,397 Direct
2024-03-11 18,000 18,000 Direct
2026-03-17 64,000 64,000 Direct
2022-03-08 5,000 5,000 Direct
2021-03-15 10,000 10,000 Direct
2020-03-16 13,300 13,300 Direct
2023-05-14 17,300 17,300 Direct
2021-08-09 25,000 25,000 Direct
2019-10-05 20,775 20,775 Direct