Filing Details

Accession Number:
0001570585-19-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-19 17:38:01
Reporting Period:
2019-03-15
Accepted Time:
2019-03-19 17:38:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1570585 Liberty Global Plc LBTY () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1292152 H Bryan Hall 161 Hammersmith Road
London X0
Evp, Gen Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Ordinary Shares Acquisiton 2019-03-15 28,768 $0.00 72,005 No 4 A Direct
Class A Ordinary Shares Disposition 2019-03-15 12,611 $26.03 59,394 No 4 F Direct
Class A Ordinary Shares Acquisiton 2019-03-18 22,797 $19.87 82,191 No 4 M Direct
Class A Ordinary Shares Disposition 2019-03-18 19,053 $26.11 63,138 No 4 F Direct
Class A Ordinary Shares Disposition 2019-03-19 3,744 $26.11 59,394 No 4 S Direct
Class C Ordinary Shares Acquisiton 2019-03-15 57,536 $0.00 183,446 No 4 A Direct
Class C Ordinary Shares Disposition 2019-03-15 25,222 $25.37 158,224 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Ordinary Shares Restricted Share Units A Acquisiton 2019-03-15 3,596 $0.00 3,596 $0.00
Class C Ordinary Shares Restricted Share Units C Acquisiton 2019-03-15 7,192 $0.00 7,192 $0.00
Class A Ordinary Shares Share Appreciation Rights A Disposition 2019-03-18 22,797 $0.00 22,797 $19.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,596 No 4 A Direct
7,192 No 4 A Direct
0 2019-05-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Ordinary Shares 3,736 Indirect by 401(k) Plan
Footnotes
  1. The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. These shares represent the Reporting Person's election to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares).
  2. The Reporting Person received 693 shares contributed by Issuer under its 401(k) Plan as of December 31, 2018.
  3. Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
  4. Based on the Reporting Person's share election described in footnote 1, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
  5. The SARs are immediately exercisable.