Home > Insider Trading > Filing (0001006837-19-000031)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006837	Hc2 Holdings Inc.	HCHC	Fabricated Structural Metal Products (3440)	541708481

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1672162	R Suzi Herbst	C/O Hc2 Holdings, Inc. 450 Park Avenue, 30Th Floor New York NY 10022	Chief Administrative Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-15	3,770	$2.65	47,281	No	4	P	Direct
Common Stock	Acquisiton	2019-03-15	71,565	$0.00	118,846	No	4	A	Direct
Common Stock	Disposition	2019-03-15	5,260	$2.62	113,586	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	A	Direct
No	4	F	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,000	Indirect	Trusts FBO Children

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.65 to $2.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1.
Reflects shares of restricted stock granted pursuant to the HC2 Holdings, Inc. Second Amended and Restated 2014 Omnibus Equity Award Plan, 47,710 of which will vest on March 15, 2020 and 23,855 of which will vest on March 15, 2021, provided the Reporting Person is employed by the Issuer on the applicable vesting date.
Shares withheld by Issuer to satisfy taxes payable in connection with the vesting of previously awarded restricted stock.
The shares of common stock reported herein are held in two trusts, each trust for the benefit of one of the Reporting Person's children. The Reporting Person's spouse serves as trustee for each trust. The Reporting Person disclaims beneficial ownership of all securities held by such trusts except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.