Filing Details

Accession Number:
0001678463-19-000027
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-18 21:34:02
Reporting Period:
2019-03-14
Accepted Time:
2019-03-18 21:34:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1678463 Forterra Inc. FRTA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383831 Jeff Bradley 511 E. John Carpenter Freeway
Suite 600
Irving TX 75062
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-15 40,000 $3.80 195,184 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2019-03-14 723,179 $0.00 723,179 $4.24
Common Stock Restricted Stock Unit Acquisiton 2019-03-14 325,000 $0.00 325,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
723,179 2029-03-14 No 4 A Direct
325,000 No 4 A Direct
Footnotes
  1. The price reflects the weighted average purchase price.
  2. Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date.
  3. Granted as compensation for services.
  4. Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
  5. One-third of these restricted stock units are scheduled to vest on each of March 14, 2020; March 14, 2021; and March 14, 2022.