Filing Details
- Accession Number:
- 0001678463-19-000026
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 21:31:32
- Reporting Period:
- 2019-03-14
- Accepted Time:
- 2019-03-18 21:31:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1678463 | Forterra Inc. | FRTA | Concrete Products, Except Block & Brick (3272) | 371830464 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718161 | Rodney Charles Brown | 511 East John Carpenter Freeway Suite 600 Irving TX 75062 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-14 | 23,585 | $4.51 | 57,762 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2019-03-15 | 13,160 | $3.52 | 70,922 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Acquisiton | 2019-03-14 | 88,690 | $0.00 | 88,690 | $0.00 |
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2019-03-14 | 197,351 | $0.00 | 197,351 | $4.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 88,690 | No | 4 | A | Direct | ||
| 197,351 | 2029-03-14 | No | 4 | A | Direct |
Footnotes
- The price reflects the weighted average purchase price.
- Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- One-third of these restricted stock units are scheduled to vest on each of March 14, 2020; March 14, 2021; and March 14, 2022.
- Stock Option vests in three equal installments on the first, second and third anniversaries of the grant date.
- Granted as compensation for services.
Billionaire Hedge Funds
