Filing Details
- Accession Number:
- 0001615774-19-004177
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-18 18:49:42
- Reporting Period:
- 2018-08-09
- Accepted Time:
- 2019-03-18 18:49:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | Services-Business Services, Nec (7389) | 270223495 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685242 | D. Todd Sims | C/O B. Riley Financial, Inc. 21255 Burbank Blvd., Suite 400 Woodland Hills CA 91367 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-09 | 2,250 | $22.38 | 11,651 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- These shares were acquired in multiple transactions in prices ranging from $22.3754 to $22.3995, inclusive. The price reported above reflects the weighted average purchase price. The reporting person herby undertakes to provide upon request to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
- Shares are held of record by Todd Sims individually or as joint tenants with Elsie Sims.
Billionaire Hedge Funds
