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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-03-18 18:49:23
Reporting Period:
Accepted Time:
2019-03-18 18:49:23
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365572 M Kenneth Young C/o B. Riley Financial, Inc.
21255 Burbank Blvd., Suite 400
Woodland Hills CA 91367
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-31 230 $12.07 55,314 No 5 A Direct
Common Stock Acquisiton 2019-03-15 10,000 $17.16 10,000 No 4 P Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 P Indirect See Note
  1. Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
  2. Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15.