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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-03-18 18:03:32
Reporting Period:
Accepted Time:
2019-03-18 18:03:32
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1094831 Bgc Partners Inc. BGCP Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 134063515
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1583060 A Linda Bell C/o Bgc Partners, Inc.
499 Park Avenue
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, Par Value $0.01 Per Share Disposition 2019-03-18 17,887 $5.70 6,098 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
  1. This transaction was executed in multiple trades at prices ranging from $5.670 to $5.715. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, BGC Partners, Inc. ("BGC Partners") or any security holder of BGC Partners, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1).
  2. The 6,098 shares of Class A common stock, par value $0.01 per share, of BGC Partners ("Class A common stock") are represented by 6,098 restricted stock units ("RSUs") granted under the BGC Partners, Inc. Seventh Amended and Restated Long Term Incentive Plan. Each RSU represents a contingent right to receive one share of Class A common stock. Of the 6,098 RSUs, 2,068 RSUs will vest on June 6, 2019, 2,015 RSUs will vest on June 20, 2019 and 2,015 RSUs will vest on June 20, 2020, in each case provided that the reporting person continues to serve as a member of the Board of Directors on such date.