Filing Details

Accession Number:
0001209191-19-020039
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-18 17:13:58
Reporting Period:
2019-03-17
Accepted Time:
2019-03-18 17:13:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368148 Athersys Inc / New ATHX Pharmaceutical Preparations (2834) 204864095
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1402609 Jr William Lehmann 3201 Carnegie Avenue
Cleveland OH 44115-2634
President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-17 9,311 $1.51 468,751 No 4 F Direct
Common Stock Disposition 2019-03-18 15,000 $1.53 453,751 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Shares withheld from the quarterly vesting of annual restricted stock unit awards related to the minimum tax withholding obligation.
  2. Shares sold pursuant to a predefined Rule 10b5-1 trading plan for tax and planning purposes.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.51 to $1.56, inclusive, in accordance with a previously established Rule 10b5-1 predefined trading plan enacted for tax and planning purposes.
  4. Securities beneficially owned are comprised of: (1) 242,581 shares of common stock owned and (2) unvested restricted stock units aggregating 211,170 related to annual awards, which vest quarterly over a three or four-year period from grant date.