Filing Details

Accession Number:
0000931148-11-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-04 16:07:59
Reporting Period:
2011-03-03
Filing Date:
2011-03-04
Accepted Time:
2011-03-04 16:07:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
931148 Graftech International Ltd GTI Electrical Industrial Apparatus (3620) 061385548
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1041749 J Petrus Barnard C/O Graftech International Ltd.
12900 Snow Road
Parma OH 44130
Vp, Pres. Industrial Materials No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-03 25,000 $8.85 25,000 No 4 M Direct
Common Stock Disposition 2011-03-03 25,000 $20.00 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to buy) Disposition 2011-03-03 25,000 $0.00 25,000 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2011-09-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,000 Direct
Common Stock 11,000 Direct
Common Stock 7,898 Direct
Common Stock 12,800 Direct
Common Stock 30,000 Direct
Common Stock 103,061 Direct
Common Stock 7,408 Indirect By Savings Plan
Common Stock 2,142 Indirect By Compensation Deferral Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (right to buy) $5.46 2015-04-01 100,000 100,000 Direct
Common Stock Stock Options (right to buy) $16.41 2019-12-10 18,000 18,000 Direct
Common Stock Stock Options (right to buy) $19.89 2020-12-09 16,000 16,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-04-01 100,000 100,000 Direct
2019-12-10 18,000 18,000 Direct
2020-12-09 16,000 16,000 Direct
Footnotes
  1. The reporting person exercised 25,000 options that would otherwise expire in September 2011 and sold the shares issued thereunder.
  2. On December 9, 2010, the Company granted 8,000 restricted shares under the Company's 2005 Equity Incentive Plan. One-third of the restricted shares vest on December 9 of each of 2011, 2012 and 2013.
  3. On December 9, 2010, the Company granted 11,000 performance shares under the Company's Management Long Term Incentive Program, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets vest on March 29, 2014. The ultimate number of shares earned is subject to adjustment based on actual peformance.
  4. On December 10, 2009, the Company granted 9,200 restricted shares under the Company's 2005 Equity Incentive Plan. One-third of the restricted shares vested on December 10, 2010, and one-third will vest on December 10 of each of 2011 and 2012. The holdings are net of shares previously withheld, or sold under a Rule 10b5-1 trading plan, to cover withholding taxes.
  5. On December 10, 2009, the Company granted 12,800 performance shares under the Company's Management Long Term Incentive Program, which represent the right to receive shares contingent upon the achievement of performance measures over a 3-year performance period. Shares that are earned upon the attainment of the applicable performance targets vest on March 29, 2013. The ultimate number of shares earned is subject to adjustment based on actual peformance.
  6. On December 15, 2008, the Company granted 30,000 performance shares under the Company's 2005 Equity Incentive Plan, which represent the right to receive shares contingent upon the achievement of one or more performance measures. Shares that are earned upon the attainment of applicable performance targets shall vest on February 29, 2012. The ultimate number of shares is subject to adjustment based on actual peformance.
  7. Represents the number of shares attributable to the reporting person's participation in the Company Stock Fund of the GrafTech International Savings Plan.
  8. Represents obligations whose value is based on the Common Stock through a contribution, exempt pursuant to Rule 16b-3(c), under the Company's Compensation Deferral Program. The reporting person disclaims beneficial ownership of these securities.
  9. All such options have fully vested.
  10. On December 10, 2009, the Company granted 18,000 stock options under the Company's 2005 Equity Incentive Plan. The options vest in equal thirds on December 10 of each of 2010, 2011 and 2012. The vested portions of such options will become exercisable upon vesting.
  11. On December 9, 2010, the Company granted 16,000 stock options under the Company's 2005 Equity Incentive Plan. The options vest in equal thirds on December 9 of each of 2011, 2012 and 2013. The vested portions of such options will become exercisable upon vesting.