Filing Details

Accession Number:
0001340127-19-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-18 17:08:23
Reporting Period:
2019-03-14
Accepted Time:
2019-03-18 17:08:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580247 Mohamad Ali C/O Carbonite, Inc.
Two Avenue De Lafayette
Boston MA 02111
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-14 4,000 $24.45 580,471 No 4 S Direct
Common Stock Disposition 2019-03-15 3,199 $0.00 577,272 No 4 F Direct
Common Stock Disposition 2019-03-18 4,000 $24.46 573,272 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 5, 2018.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.34 to $24.62, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. Includes 248,111 shares of common stock subject to unvested restricted stock units.
  4. Represents shares withheld by the Company to satisfy tax obligations of the reporting person.
  5. Includes 240,912 shares of common stock subject to unvested restricted stock units.
  6. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.23 to $24.68, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.