Filing Details

Accession Number:
0001209191-19-019873
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-15 20:34:23
Reporting Period:
2019-03-08
Accepted Time:
2019-03-15 20:34:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1372020 Great Lakes Dredge & Dock Corp GLDD Heavy Construction Other Than Bldg Const - Contractors (1600) 205336063
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1384117 E David Simonelli C/O Great Lakes Dredge &Amp; Dock Corp.
2122 York Road, 2Nd Floor
Oak Brook IL 60523
President - Dredging Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-08 64,677 $0.00 324,621 No 4 A Direct
Common Stock Acquisiton 2019-03-08 14,591 $0.00 339,212 No 4 A Direct
Common Stock Disposition 2019-03-08 20,007 $8.30 319,205 No 4 F Direct
Common Stock Disposition 2019-03-11 2,933 $8.30 316,272 No 4 F Direct
Common Stock Disposition 2019-03-13 10,000 $8.23 306,272 No 4 S Direct
Common Stock Acquisiton 2019-03-13 25,500 $8.24 331,772 No 4 A Direct
Common Stock Disposition 2019-03-14 12,500 $8.15 324,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. Represents restricted stock units awarded pursuant to satisfaction of performance conditions per the terms of the Special Incentive Program granted on March 8, 2018. These units vest on December 31, 2019.
  2. Represents shares awarded pursuant to satisfaction of performance conditions per the terms of Mr. Simonelli's performance-based restricted stock units granted on March 8, 2018.
  3. Represents restricted stock units that vest in three equal annual installments beginning on March 13, 2020.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.12 to $8.17, inclusive. The reporting person undertakes to provide to Great Lakes Dredge & Dock Corporation, any security holder of Great Lakes Dredge & Dock Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. This filing also adds 5,121 shares of Common Stock acquired under the Company's Employee Stock Purchase Program.