Filing Details

Accession Number:
0001209191-19-019842
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-15 19:07:42
Reporting Period:
2019-03-15
Accepted Time:
2019-03-15 19:07:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1542377 B Brian Hansen C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Evp & Chief Commercial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-15 10,000 $2.59 11,381 No 4 M Direct
Common Stock Disposition 2019-03-15 10,000 $72.00 1,381 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-03-15 10,000 $0.00 10,000 $2.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018.
  2. The option shall vest as to fifty percent (50%) of the underlying shares on 12/1/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter.
  3. The expiration date for these options is 10 years from the date of grant.