Filing Details

Accession Number:
0001225208-19-005378
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-15 19:07:31
Reporting Period:
2019-03-13
Accepted Time:
2019-03-15 19:07:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1196501 Hms Holdings Corp HMSY Services-Business Services, Nec (7389) 113656261
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498706 M Bart Schwartz 5615 High Point Drive
Irving TX 75038
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-13 8,172 $11.20 74,874 No 4 M Direct
Common Stock Acquisiton 2019-03-13 3,530 $21.36 78,404 No 4 M Direct
Common Stock Acquisiton 2019-03-13 3,422 $21.63 81,826 No 4 M Direct
Common Stock Acquisiton 2019-03-13 2,766 $27.79 84,592 No 4 M Direct
Common Stock Acquisiton 2019-03-13 2,110 $16.54 86,702 No 4 M Direct
Common Stock Disposition 2019-03-13 20,000 $32.41 66,702 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-13 2,766 $0.00 2,766 $27.79
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-13 8,172 $0.00 8,172 $11.20
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-13 3,422 $0.00 3,422 $21.63
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-13 2,110 $0.00 2,110 $16.54
Common Stock Nonqualified Stock Option (Right to Buy) Disposition 2019-03-13 3,530 $0.00 3,530 $21.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-10-04 No 4 M Direct
0 2022-11-10 No 4 M Direct
0 2021-11-11 No 4 M Direct
1,630 2026-11-11 No 4 M Direct
0 2020-11-14 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.32 to $32.82, inclusive. The reporting person undertakes to provide to HMS Holdings Corp., any security holder of HMS Holdings Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  2. The option vested in four equal installments on December 31, 2012, March 31, 2013, June 30, 2013 and September 30, 2013.
  3. The option vested in four equal installments on December 31, 2015, March 31, 2016, June 30, 2016 and September 30, 2016.
  4. The option vested in four equal installments on December 31, 2014, March 31, 2015, June 30, 2015 and September 30, 2015.
  5. The option vested in four equal installments on December 31, 2016, March 31, 2017, June 30, 2017 and September 30, 2017.
  6. The option vested in four equal installments on December 31, 2013, March 31, 2014, June 30, 2014 and September 30, 2014.