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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1464790	B. Riley Financial Inc.	RILY	()	1231

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
216309	/Adv J Thomas Kelleher	C/O B. Riley Financial, Inc. 21255 Burbank Blvd, Suite 400 Woodland Hills CA 91367	Co-Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-12-31	1,091	$12.07	98,942	No	5	A	Direct
Common Stock	Acquisiton	2019-03-14	10,000	$16.75	10,100	No	4	P	Indirect	See note

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	A	Direct
No	4	P	Indirect	See note

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	456,248	Indirect	See note
Common Stock	600	Indirect	By wife
Common Stock	600	Indirect	By daughter
Common Stock	600	Indirect	By daughter
Common Stock	600	Indirect	By daughter

Footnotes

Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
100 shares included in the Thomas John Kelleher IRA account were previously reported under Mr. Kelleher's direct holdings.
The shares are held by self-directed IRA: Thomas John Kelleher IRA.
Held of record by Thomas J. Kelleher and M. Meighan Kelleher as Trustees for the Kelleher Family Trust.
Held with dispositive power for Mary Meighan Kelleher IRA.
Held with dispositive power for Lyndsey Kelleher.
Held of record by Thomas J. Kelleher as UTMA custodian for daughter Kaitlin Kelleher.
Held with dispositive power for Mackenna Kelleher.