Filing Details

Accession Number:
0001209191-11-015486
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-04 15:31:40
Reporting Period:
2011-03-03
Filing Date:
2011-03-04
Accepted Time:
2011-03-04 15:31:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
795212 Trans World Entertainment Corp TWMC Retail-Record & Prerecorded Tape Stores (5735) 141541629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
949119 Iii I Lloyd Miller 4550 Gordon Drive
Naples FL 34102
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-03-03 310,000 $2.00 852,688 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,678,107 Indirect By Trust A-4 - Lloyd I. Miller
Common Stock 1,990,291 Indirect By Milfam II L.P.
Common Stock 112,791 Indirect By Trust A-3 - Lloyd I. Miller
Common Stock 1,024,686 Indirect By Trust C - Lloyd I. Miller
Common Stock 35,002 Indirect By Lloyd I. Miller, III, custodian under Florida UGMA for Alexandra B. Miller
Common Stock 6,000 Indirect By Lloyd I. Miller, III, Trustee GST Catherine C. Miller
Common Stock 6,000 Indirect By Lloyd I. Miller, III, Trustee GST Kimberly S. Miller
Common Stock 6,000 Indirect By Lloyd I. Miller, III, Trustee GST Lloyd I. Miller
Common Stock 12,031 Indirect By Susan F. Miller
Common Stock 4,000 Indirect By Trust A-2 - Lloyd I. Miller
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually paid ranged from $2.00 to $2.15 per share. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchang Act of 1934 (the "Act") or otherwise, the beneficial owner of any equity securities covered by this filing.