Filing Details
- Accession Number:
- 0001437749-19-004970
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-14 21:59:18
- Reporting Period:
- 2019-03-11
- Accepted Time:
- 2019-03-14 21:59:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624322 | Business First Bancshares Inc. | BFST | State Commercial Banks (6022) | 205340628 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1734776 | Ii A. Donald Hingle | 500 Laurel Street, Suite 101 Baton Rouge LA 70801 | Evp&Cce Of Business First Bank | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-11 | 53 | $15.00 | 4,969 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-11 | 53 | $24.25 | 4,916 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-12 | 3,000 | $15.00 | 7,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-12 | 3,000 | $24.00 | 4,916 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-13 | 3,000 | $15.00 | 7,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-13 | 3,000 | $24.12 | 4,916 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-14 | 3,000 | $15.00 | 7,916 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-14 | 3,000 | $24.26 | 4,916 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-11 | 53 | $0.00 | 53 | $15.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-12 | 3,000 | $0.00 | 3,000 | $15.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-13 | 3,000 | $0.00 | 3,000 | $15.00 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2019-03-14 | 3,000 | $0.00 | 3,000 | $15.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,447 | 2019-10-19 | No | 4 | M | Direct | |
| 24,447 | 2019-10-19 | No | 4 | M | Direct | |
| 21,447 | 2019-10-19 | No | 4 | M | Direct | |
| 18,447 | 2019-10-19 | No | 4 | M | Direct |
Footnotes
- Reflects the sale of shares in connection with a broker-assisted cashless exercise of Stock Options (Right to Buy) by reporting person.
- Includes (a) 125 shares of unvested restricted stock granted on 03/31/2017 and (b) 622 shares of unvested restricted stock granted on 03/31/2018, in each case subject to vesting in three equal installments over a period of two years beginning on the grant date and subject to the terms of the relevant restricted stock grant. The reported shares of unvested restricted stock are subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant.
- Includes 2,500 shares held by reporting person's IRA and units of employer stock fund through issuer's 401(k) plan equivalent to approximately 1,243 shares.
- This transaction was executed in multiple trades at prices ranging from $24.00 to $24.25. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $24.25 to $24.50. The price reported above reflect the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Stock Options (Right to Buy) vest in 11 equal installments beginning on the grant date, October 19, 2009, and ending October 19, 2019.
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