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Filing Details

Accession Number:
0001615774-19-004074
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-14 20:44:49
Reporting Period:
2019-03-14
Accepted Time:
2019-03-14 20:44:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Services-Business Services, Nec (7389) 270223495
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746643 Andrew Moore C/o B. Riley Financial, Inc.
21255 Burbank Boulevard Suite 400
Woodland Hills CA 91367
Ceo Of B. Riley Fbr, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-31 1,091 $12.07 101,916 No 5 A Direct
Common Stock Acquisiton 2019-03-14 10,000 $16.97 111,916 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 P Direct
Footnotes
  1. Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan on December 31, 2018 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).