Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-03-14 20:44:49
Reporting Period:
Accepted Time:
2019-03-14 20:44:49
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1464790 B. Riley Financial Inc. RILY Services-Business Services, Nec (7389) 270223495
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1746643 Andrew Moore C/o B. Riley Financial, Inc.
21255 Burbank Boulevard Suite 400
Woodland Hills CA 91367
Ceo Of B. Riley Fbr, Inc. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-12-31 1,091 $12.07 101,916 No 5 A Direct
Common Stock Acquisiton 2019-03-14 10,000 $16.97 111,916 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 A Direct
No 4 P Direct
  1. Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan on December 31, 2018 in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).