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Filing Details

Accession Number:: 0001209191-19-019304
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-13 20:37:01
Reporting Period:: 2019-03-10

Accepted Time:: 2019-03-13 20:37:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1020214	Cerus Corp	CERS	Surgical & Medical Instruments & Apparatus (3841)	680262011

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1459351	Dennis Kevin Green	C/O Cerus Corporation 2550 Stanwell Drive Concord CA 94520	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-03-10	6,000	$0.00	66,825	No	4	M	Direct
Common Stock	Disposition	2019-03-12	2,075	$6.48	64,750	No	4	S	Direct
Common Stock	Acquisiton	2019-03-11	2,783	$2.15	67,533	No	4	M	Direct
Common Stock	Disposition	2019-03-11	2,783	$6.46	64,750	No	4	S	Direct
Common Stock	Acquisiton	2019-03-12	7,500	$0.00	72,250	No	4	M	Direct
Common Stock	Disposition	2019-03-13	2,832	$5.90	69,418	No	4	S	Direct
Common Stock	Acquisiton	2019-03-12	15,834	$0.00	85,252	No	4	S	Direct
Common Stock	Disposition	2019-03-13	5,979	$5.90	79,273	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2019-03-10	6,000	$0.00	6,000	$0.00
Common Stock	Option (Right to Buy)	Disposition	2019-03-11	2,783	$0.00	2,783	$2.15
Common Stock	Restricted Stock Unit	Disposition	2019-03-12	7,500	$0.00	7,500	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-03-12	15,834	$0.00	15,834	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	M	Direct
2,786	2019-09-30	No	4	M	Direct
7,500		No	4	M	Direct
31,666		No	4	M	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one (1) share of Cerus Common Stock.
Represents the number of shares required to be sold to cover the statutory tax withholding obligations and corresponding brokerage fee in connection with the vesting of the restricted stock units listed in Table II. This sale is mandated by the election to satisfy the minimum statutory tax withholding obligations through a "sell to cover" transaction and does not represent a discretionary sale by the reporting person.
This transaction was executed pursuant to a 10b5-1 plan. The reported price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.44 to $6.49 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range set forth.
The restricted stock unit vests in three equal annual installments beginning on March 10, 2017.
Not applicable.
One eighth (1/8th) of the shares subject to the Option vested six (6) months after the grant date, and one forty-eighth (1/48th) of the shares subject to the Option vested each month thereafter.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2018.
The restricted stock unit vests in three equal annual installments beginning on March 12, 2019.