Filing Details

Accession Number:
0000726958-19-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-13 17:33:10
Reporting Period:
2019-03-13
Accepted Time:
2019-03-13 17:33:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
726958 Caseys General Stores Inc CASY Retail-Auto Dealers & Gasoline Stations (5500) 420935283
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197447 W Terry Handley One Se Convenience Blvd.
Ankeny IA 50021
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-13 5,000 $44.39 36,945 No 4 M Direct
Common Stock Disposition 2019-03-13 5,000 $130.05 31,945 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option - right to buy Disposition 2019-03-13 5,000 $0.00 5,000 $44.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,106 2014-06-23 2021-06-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,870 Indirect Voting and tender rights under 401k plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted stock units $0.00 6,000 6,000 Direct
Common Stock Restricted stock units $0.00 3,250 3,250 Direct
Common Stock Restricted stock units $0.00 3,308 3,308 Direct
Common Stock Restricted stock units $0.00 3,590 3,590 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
6,000 6,000 Direct
3,250 3,250 Direct
3,308 3,308 Direct
3,590 3,590 Direct
Footnotes
  1. The price reported is a weighted average price provided by the broker. These shares were sold in multiple transactions at prices ranging from $129.71 to $130.70. Mr. Handley undertakes to provide to Casey's General Store, Inc., any security holder thereof, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. Allocated to Mr. Handley's 401k account as of April 30, 2018. Does not include any shares allocated by the plan trustee after that date.
  3. Pursuant to terms and conditions of 2009 Stock Incentive Plan.
  4. Pursuant to a Restricted Stock Units Agreement dated as of April 12, 2016, executed in conjunction with Mr. Handley's employment agreement of the same date. These units vest over a 5-year period, commencing on May 1, 2017 and thereafter on each May 1 of the following 4 years, at the rate of 2,000 units (20% of the total units awarded) per year.
  5. Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock.
  6. Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 2, 2019.
  7. Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2020. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2020, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.
  8. Pursuant to terms and conditions of 2009 Stock Incentive Plan. This award will vest in full on June 15, 2021. Not included in the reported award amount is a target amount of performance-based restricted stock units that will vest on June 15, 2021, but which are subject to the satisfaction of certain performance criteria other than solely the price of Casey's Common Stock; the final amount of shares earned, if any, will be reported upon vest and satisfaction of those performance measures.