Filing Details

Accession Number:
0001553350-19-000210
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-13 16:17:05
Reporting Period:
2019-03-12
Accepted Time:
2019-03-13 16:17:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487198 Aspen Group Inc. ASPU () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1318129 Iv F Malcolm Maclean 276 Fifth Avenue
Suite 306
New York NY 10001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-12 2,000 $5.20 658,549 No 4 P Indirect See footnote
Common Stock Acquisiton 2019-03-12 5,000 $5.25 663,549 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,302 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $5.196 to $5.20, inclusive. The reporting person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions ranging from $5.1798 to $5.2766, inclusive. The reporting person undertakes to provide to Aspen Group, Inc., any security holder of Aspen Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes (i) 123,779 shares held jointly with spouse, (ii) 98,000 shares held by Starfish Partners LLC which Mr. MacLean indirectly controls, (iii) 161,291 shares held by Taurus Capital Partners LLC of which Mr. MacLean is the Managing Member, (iv) 18,938 shares held as custodian for the benefit of Mr. MacLean's children, (v) 163,196 shares held in the name of his multiple IRAs, (vi) 4,500 shares held in trust, (vii) 7,333 shares held in spouse's IRA, and (viii) 86,512 shares held in Mr. MacLean's company defined benefit plan.
  4. Purchased by the Reporting Person and are held jointly with his spouse.
  5. Purchased by an IRA of the Reporting Person.