Filing Details
- Accession Number:
- 0001567619-19-006773
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-13 11:52:46
- Reporting Period:
- 2018-08-07
- Accepted Time:
- 2019-03-13 11:52:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 834285 | Republic First Bancorp Inc | FRBK | State Commercial Banks (6022) | 232486815 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1699843 | Tracie Young | C/O Republic First Bancorp, Inc. 50 S 16Th Street, Suite 2400 Philadelphia PA 19102 | Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-07 | 12,000 | $3.68 | 13,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-07 | 12,000 | $7.74 | 1,425 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-07 | 6,000 | $3.55 | 7,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-07 | 6,000 | $7.74 | 1,425 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-07 | 6,000 | $3.99 | 7,425 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-07 | 6,000 | $7.74 | 1,425 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-08-07 | 12,000 | $0.00 | 12,000 | $3.68 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-08-07 | 6,000 | $0.00 | 6,000 | $3.55 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2018-08-07 | 6,000 | $0.00 | 6,000 | $3.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-02-28 | No | 4 | M | Direct | |
| 3,000 | 2025-03-12 | No | 4 | M | Direct | |
| 6,000 | 2026-02-23 | No | 4 | M | Direct |
Footnotes
- 25% exercisable on 2/28/15; 25% on 2/28/16; 25% on 2/28/17; 25% on 2/28/18
- 25% exercisable on 3/12/16; 25% on 3/12/17; 25% on 3/12/18; 25% on 3/12/19
- 25% exercisable on 2/23/17; 25% on 2/23/18; 25% on 2/23/19; 25% on 2/23/20
Billionaire Hedge Funds
