Filing Details

Accession Number:
0001567619-19-006737
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-12 18:34:26
Reporting Period:
2019-03-08
Accepted Time:
2019-03-12 18:34:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72903 Xcel Energy Inc XEL Electric & Other Services Combined (4931) 410448030
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1471190 M. Judy Poferl 414 Nicollet Mall
Minneapolis MN 55401
Svp, Corp Secretary, Exec Svcs No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-11 8,953 $55.86 8,855 No 4 S Direct
Common Stock Disposition 2019-03-12 905 $0.00 7,950 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2019-03-08 898 $55.67 898 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
43,467 No 4 I Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.83 to $55.91, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
  2. Each share of phantom stock represents the right to receive the cash value of one share of common stock.
  3. Shares of phantom stock become payable in accordance with the reporting person's distribution elections made pursuant to the Xcel Energy Deferred Compensation Plan (the "Plan"). Subject to certain timing restrictions and other limitations based on the source of the amount deferred, the reporting person may generally transfer some or all of the balance in the Plan's Company stock account into an alternative Plan investment account.
  4. The number of shares of phantom stock reflects minor adjustments to the number of phantom shares credited to the reporting person's Company stock account due to the unitized nature of the Plan's Company stock fund.