Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-03-12 14:54:24
Reporting Period:
Accepted Time:
2019-03-12 14:54:24
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1733998 Northwest Natural Holding Co NWN () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1629836 A. Kimberly Heiting 220 Nw Second Ave
Portland OR 97209
Svp & Chief Marketing Officer No Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-08 4,000 $44.25 8,950 No 4 M Direct
Common Stock Disposition 2019-03-08 4,000 $64.00 4,950 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option to Buy Disposition 2019-03-08 4,000 $0.00 4,000 $44.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-03-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 44 Indirect See Footnote
Common Stock 1,073 Indirect See Footnote
  1. This transaction was executed in multiple trades for an aggregate of 4,000 shares on reported date with prices ranging from $63.82 to $64.19, resulting in an average price of $63.9981. Northwest Natural Holding Company ("Issuer") will provide upon request by the Commission staff or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. Shares have been credited to reporting person's account under Northwest Natural Gas Company's Deferred Compensation Plan for Directors and Executives.
  3. Shares held in reporting person's account in Northwest Natural Gas Company's Retirement K Savings Plan as of February 28, 2019.
  4. The option vested in four equal installments on each of February 24, 2011, and January 1, 2012, 2013 and 2014.
  5. Options were granted as part of compensation for services. The options were exercised as a cashless exercise.