Filing Details

Accession Number:
0001209191-19-018606
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-11 19:11:55
Reporting Period:
2019-03-07
Accepted Time:
2019-03-11 19:11:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227636 Neuronetics Inc. STIM Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1408320 Peter Donato C/O Neuronetics, Inc.
3222 Phoenixville Pike
Malvern PA 19355
Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-07 18,061 $3.19 18,061 No 4 M Direct
Common Stock Disposition 2019-03-07 18,061 $16.21 0 No 4 S Direct
Common Stock Acquisiton 2019-03-08 8,177 $3.19 8,177 No 4 M Direct
Common Stock Disposition 2019-03-08 8,177 $16.01 0 No 4 S Direct
Common Stock Acquisiton 2019-03-08 14,007 $0.00 14,007 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2019-03-07 18,061 $0.00 18,061 $3.19
Common Stock Employee Stock Option (right to buy) Disposition 2019-03-08 8,177 $0.00 8,177 $3.19
Common Stock Employee Stock Option (right to buy) Acquisiton 2019-03-08 24,652 $0.00 24,652 $16.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
86,890 2027-04-11 No 4 M Direct
78,713 2027-04-11 No 4 M Direct
24,652 2029-03-08 No 4 A Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.525 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.085 inclusive.
  3. Twenty-five percent (25%) of the shares subject to the restricted stock unit ("RSU") grant shall vest on each of March 8, 2020 and March 8, 2021, and fifty percent (50%) of the shares subject to the RSU grant shall vest on March 8, 2022, subject to Reporting Person continuing to provide service through each such date.
  4. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
  5. Twenty-five percent (25%) of the shares subject to the option vested on April 10 ,2018, and one thirty-sixth (1/36th) of the remaining shares subject to the option vested or shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.
  6. Twenty-five percent (25%) of the shares subject to the option shall vest on March 8, 2020, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month thereafter, subject to Reporting Person continuing to provide service through each such date.