Filing Details

Accession Number:
0001127602-19-010862
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-11 17:40:11
Reporting Period:
2019-03-07
Accepted Time:
2019-03-11 17:40:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1535929 Voya Financial Inc. VOYA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1237581 D Kevin Silva 230 Park Avenue
New York NY 10169
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-07 26,445 $0.00 37,622 No 4 M Direct
Common Stock Disposition 2019-03-07 12,952 $49.10 24,670 No 4 F Direct
Common Stock Disposition 2019-03-08 6,746 $48.24 17,924 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-03-07 4,500 $0.00 4,500 $0.00
Common Stock Performance Stock Unit Disposition 2019-03-07 16,500 $0.00 21,945 $1.33
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,642 No 4 M Direct
39,688 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Performance-Based Stock Options $0.00 158,574 158,574 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
158,574 158,574 Direct
Footnotes
  1. Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
  2. This transaction was executed in multiple trades at prices ranging from $48.2000 to $48.2950. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  3. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
  4. The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
  5. The options vest based on the conditions set forth in their respective agreements.