Filing Details

Accession Number:
0001209191-19-018408
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-11 16:13:10
Reporting Period:
2019-03-08
Accepted Time:
2019-03-11 16:13:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1438133 Tandem Diabetes Care Inc TNDM Surgical & Medical Instruments & Apparatus (3841) 204327508
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1582779 Dick Allen C/O Tandem Diabetes Care, Inc.,
11075 Roselle Street
San Diego CA 92121
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-03-08 6,100 $62.71 200 No 4 S Direct
Common Stock Disposition 2019-03-08 200 $63.22 0 No 4 S Direct
Common Stock Disposition 2019-03-08 6,300 $62.29 0 No 4 S Indirect See Footnote
Common Stock Disposition 2019-03-08 418 $62.53 2,000 No 4 S Indirect See Footnote
Common Stock Disposition 2019-03-08 418 $62.53 2,000 No 4 S Indirect See Footnote
Common Stock Disposition 2019-03-08 3,803 $62.79 14,300 No 4 S Indirect See Footnote
Common Stock Disposition 2019-03-08 300 $63.21 14,000 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 52,000 Indirect See Footnote
Footnotes
  1. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $62.19 and $63.18.
  2. The securities are held in the Dick Allen Roth IRA.
  3. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $63.19 and $63.245.
  4. The securities are held in the Mary Allen Roth IRA. The Reporting Person is married to Mary Allen, and the Reporting Person may be deemed to have indirect beneficial ownership of such securities held in the Mary Allen Roth IRA. The Reporting Person disclaims beneficial ownership of such securities held in the Mary Allen Roth IRA.
  5. The securities are held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Hannah Lee Gammon.
  6. The securities are held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon. The Reporting Person is co-trustee of the Gammon Children's 2000 Trust FBO Jake Allen Gammon and has shared voting and investment power over the securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by the Gammon Children's 2000 Trust FBO Jake Allen Gammon.
  7. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $62.1734 and $63.16.
  8. The securities are held by Allen Cornerstone Ventures L.P. The Reporting Person is the managing partner of Allen Cornerstone Ventures L.P. and may be deemed to have indirect beneficial ownership of such securities. The Reporting Person disclaims beneficial ownership of such securities held by Allen Cornerstone Ventures L.P., except to the extent of his proportionate pecuniary interest therein.
  9. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $63.20 and $63.24.
  10. The securities are held by the Allen Family Trust dated October 12, 1981.