Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001104659-19-013665)

Filing Details

Accession Number:: 0001104659-19-013665
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-08 17:42:25
Reporting Period:: 2019-03-06

Accepted Time:: 2019-03-08 17:42:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282631	Netlist Inc	NLST	Semiconductors & Related Devices (3674)	954812784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1381057	K Chun Hong	175 Technology, Suite 150 Irvine CA 92618	President, Ceo And Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-03-06	55,190	$0.57	9,803,018	No	4	S	Indirect	Hong-Cha Property Trust
Common Stock	Disposition	2019-03-07	94,810	$0.55	9,708,208	No	4	S	Indirect	Hong-Cha Property Trust
Common Stock	Acquisiton	2019-03-07	742,500	$0.00	1,128,068	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Hong-Cha Property Trust
No	4	S	Indirect	Hong-Cha Property Trust
No	4	A	Direct

Footnotes

These restricted stock units (RSUs) granted on March 7, 2019 vest in installments of 92,813 beginning on September 7, 2019 semi-annually through March 7, 2023. The shares will be delivered to the reporting person upon vesting of the RSUs. Each RSU represents a contingent right to receive one share of common stock.