Filing Details

Accession Number:
0001112679-11-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-03 20:39:24
Reporting Period:
2011-03-01
Filing Date:
2011-03-03
Accepted Time:
2011-03-03 20:39:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1112679 Stephen Yu C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-01 20,000 $0.00 45,353 No 4 A Direct
Common Stock Disposition 2011-03-02 2,016 $55.31 43,337 No 4 S Direct
Common Stock Disposition 2011-03-03 2,484 $56.06 40,853 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Acquisiton 2011-03-01 25,000 $0.00 25,000 $54.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2018-03-01 No 4 A Direct
Footnotes
  1. Restricted Stock Award subject to vesting 25% per year over 4 years
  2. Shares sold to cover tax withholdings associated with the vesting of restricted stock pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
  3. Sold pursuant to Mr. Yu's 10b5-1 plan dated November 18, 2009.
  4. Shares sold on the Open Market are reported as an average sell price per share of $56.06; breakdown of shares sold and per share sale prices are as follows: 1,484 at $56.03 and 1,000 at $56.10.
  5. Granted March 1, 2011; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.