Filing Details

Accession Number:
0000769993-19-000248
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 20:46:07
Reporting Period:
2019-03-05
Accepted Time:
2019-03-07 20:46:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455863 Americold Realty Trust COLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447253 J. Bradley Gross C/O Goldman Sachs &Amp; Co. Llc
200 West Street
New York NY 10282
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2019-03-05 8,061,228 $27.47 394,852 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
Footnotes
  1. The Reporting Person is a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. Pursuant to an underwriting agreement, dated February 28, 2019 (the "Underwriting Agreement") and a prospectus dated February 28, 2019, and in connection with a registered public offering (the "Offering") of the common shares, par value $0.01 per share (the "Common Shares"), of Americold Realty Trust (the "Company"), certain investment partnerships (the "GS Investors"), as selling shareholders in the Offering, sold 7,009,759 Common Shares at $27.4725 per share. The Offering was consummated on March 5, 2019.
  3. In connection with the Offering and pursuant to the Underwriting Agreement, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional Common Shares from the selling shareholders. The Over-Allotment Option closed simultaneously with the Offering on March 5, 2019. The GS Investors sold an additional 1,051,469 Common Shares pursuant to the underwriters' exercise of the Over-Allotment Option.
  4. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 394,852 Common Shares and Goldman Sachs also had open short positions of 151,597 Common Shares, reflecting changes due to exempt transactions. Goldman Sachs is the investment manager of certain of the GS Investors.