Filing Details

Accession Number:
0001593968-19-000702
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 17:21:51
Reporting Period:
2019-03-06
Accepted Time:
2019-03-07 17:21:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1732696 A. Stephen Erickson 1201 Network Centre Dr.
Effingham IL 62401
Chief Financial Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-06 2,110 $16.00 13,063 No 4 M Direct
Common Stock Disposition 2019-03-06 2,110 $25.25 10,953 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (right to buy) Disposition 2019-03-06 2,110 $0.00 2,110 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,308 2022-05-08 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $16.00 2022-12-13 2,438 2,438 Direct
Common Stock Option (right to buy) $23.00 2025-11-03 5,045 5,045 Direct
Common Stock Option (right to buy) $16.59 2023-12-10 4,822 4,822 Direct
Common Stock Option (right to buy) $28.59 2026-11-16 2,289 2,289 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 3,909 3,909 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-12-13 2,438 2,438 Direct
2025-11-03 5,045 5,045 Direct
2023-12-10 4,822 4,822 Direct
2026-11-16 2,289 2,289 Direct
2024-12-02 3,909 3,909 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.07 - $25.435 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  2. These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.