Filing Details
- Accession Number:
- 0001375151-19-000022
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-03-07 17:14:44
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-07 17:14:44
- Original Submission Date:
- 2019-03-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375151 | Zogenix Inc. | ZGNX | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1257386 | Roger Hawley | C/O Zogenix, Inc. 5959 Horton Street, Suite 500 Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-01 | 3,125 | $32.00 | 73,700 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 1,175 | $33.92 | 74,875 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 4,300 | $55.00 | 70,575 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-01 | 3,125 | $0.00 | 3,125 | $32.00 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-03-01 | 1,175 | $0.00 | 1,175 | $33.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,625 | 2020-05-24 | No | 4 | M | Direct | |
| 36,325 | 2021-03-01 | No | 4 | M | Direct |
Footnotes
- The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- The purpose of this Amendment is to correct the Price of the Securities Disposed. There are no other changes to the original filing, including the transaction listed herein.
- The Option was granted on May 25, 2010 and 1/4 of the total number of shares of common stock subject to the option vest on May 25, 2011, and 1/48th of the total remaining number of shares of common stock subject to the Option vest monthly thereafter, subject tothe Reporting Person's continued employment or service relationship on each vesting date.
- The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.
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