Filing Details

Accession Number:
0000004281-19-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-07 16:35:16
Reporting Period:
2019-03-05
Accepted Time:
2019-03-07 16:35:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
4281 Arconic Inc. ARNC Rolling Drawing & Extruding Of Nonferrous Metals (3350) 250317820
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1136562 C John Plant 390 Park Avenue
New York, NY 10022
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-05 35,000 $18.65 45,000 No 4 P Indirect By Trust
Common Stock Acquisiton 2019-03-06 35,000 $18.70 80,000 No 4 P Indirect By Trust
Common Stock Acquisiton 2019-03-07 35,000 $18.16 115,000 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Trust
No 4 P Indirect By Trust
No 4 P Indirect By Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 28,282 Direct
Footnotes
  1. The amount of securities beneficially owned reflects the forfeiture of 4,450 restricted stock units in connection with the reporting person's cessation of service as Non-Executive Chairman of Arconic Inc. and appointment as Chairman and Chief Executive Officer of Arconic Inc. The acquisition of these restricted stock units was previously reported in Table I of the reporting person's Form 4 on October 24, 2018.
  2. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  3. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.47 to $18.75. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  4. Revocable living trust of which the reporting person is the trustee and beneficiary, with voting and investment power.
  5. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.53 to $18.94. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.
  6. The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.03 to $18.61. The reporting person undertakes to provide to Arconic Inc., any security holder of Arconic Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth in this footnote.