Filing Details

Accession Number:
0001209191-19-017489
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-06 18:04:51
Reporting Period:
2019-03-04
Accepted Time:
2019-03-06 18:04:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
318996 Key Energy Services Inc KEG Oil & Gas Field Services, Nec (1389) 042648081
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228754 Platinum Equity Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1471783 Tom Gores 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1676357 Platinum Equity Investment Holdings Iii, Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1676358 Platinum Equity Partners Iii, Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1702980 Platinum Equity Capital Soter Partners, L.p. 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1702983 Soter Capital Holdings, Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1702990 Pe Soter Holdings, Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
1703043 Soter Capital, Llc 360 North Crescent Drive
South Building
Beverly Hills CA 90210
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-04 22,347 $2.86 10,076,496 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide KEG, any security holder of KEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.
  2. Includes 9,800,630 shares issued to Soter Capital, LLC ("Soter) in connection with issuer's emergence from bankruptcy on December 15, 2016 and Soter's participation in the related rights offering.
  3. Soter Capital Holdings, LLC ("SCH") is the sole member of Soter and may be deemed to beneficially own the common stock beneficially owned by Soter. PE Soter Holdings, LLC ("PESH") holds a majority membership interest in SCH and may be deemed to beneficially own the common stock beneficially owned by SCH. Platinum Equity Capital Soter Partners, L.P. ("PECSP") holds a majority membership interest in PESH and may be deemed to beneficially own the common stock beneficially owned by PESH. Platinum Equity Partners III, LLC ("PEP III") is the general partner of PECSP and may be deemed to beneficially own the common stock beneficially owned by PECSP.
  4. (Continued from Footnote 3) Platinum Equity Investment Holdings III, LLC ("PEIH III") is the senior managing member of PEP III and may be deemed to beneficially own the common stock beneficially owned by PEP III. Platinum Equity, LLC ("Platinum Equity") is the sole member of PEIH III and may be deemed to beneficially own the common stock beneficially owned by PEIH III. Tom Gores is the Chairman and Chief Executive Officer of Platinum Equity and may be deemed to beneficially own the common stock beneficially owned by Platinum Equity. Mr. Gores disclaims beneficial ownership of all the shares of common stock held by each of the entities listed above with respect to which he does not have a pecuniary interest.