Filing Details
- Accession Number:
- 0001398344-19-004285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-06 17:01:46
- Reporting Period:
- 2019-03-05
- Accepted Time:
- 2019-03-06 17:01:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495584 | Firsthand Technology Value Fund Inc. | SVVC | () | 273008946 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1518301 | M Kevin Landis | 150 Almaden Blvd., Suite 1250 San Jose CA 95113 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | Disposition | 2019-03-05 | 3,479 | $13.04 | 212,669 | No | 4 | S | Direct | |
| Firsthand Technology Value Fund, Inc. | Disposition | 2019-03-05 | 200 | $13.09 | 212,469 | No | 4 | S | Direct | |
| Firsthand Technology Value Fund, Inc. | Acquisiton | 2019-03-05 | 3,679 | $13.05 | 216,148 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Firsthand Technology Value Fund, Inc. | 105,804 | Indirect | By Firsthand Capital Management, Inc. |
Billionaire Hedge Funds
