Filing Details

Accession Number:
0000891839-19-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-06 16:39:11
Reporting Period:
2019-03-04
Accepted Time:
2019-03-06 16:39:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
716314 Graham Corp GHM General Industrial Machinery & Equipment (3560) 161194720
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441494 R Jennifer Condame C/o Graham Corporation
20 Florence Avenue
Batavia NY 14020
Cao And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-04 2,678 $15.22 26,295 No 4 M Direct
Common Stock Disposition 2019-03-04 2,678 $22.20 23,617 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-03-04 2,678 $0.00 2,678 $15.22
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-05-28 2019-05-28 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $15.25 2013-05-20 2020-05-20 1,609 1,609 Direct
Common Stock Stock Option (Right to Buy) $18.65 2015-05-30 2022-05-30 3,127 3,127 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-05-20 1,609 1,609 Direct
2022-05-30 3,127 3,127 Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.12 to $22.38, inclusive. Ms. Condame undertakes to provide to Graham Corporation, any security holder of Graham Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. This option was previously reported by Ms. Condame.