Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-03-06 15:09:38
Reporting Period:
Accepted Time:
2019-03-06 15:09:38
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
823094 Sothebys BID Services-Business Services, Nec (7389) 382478409
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1398794 M Kevin Delaney 1334 York Avenue
New York NY 10021
Svp, Corp. Controller & Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-05 2,322 $0.00 2,322 No 4 A Direct
Common Stock Acquisiton 2019-03-05 2,087 $0.00 4,409 No 4 M Direct
Common Stock Disposition 2019-03-05 1,488 $40.00 2,921 No 4 F Direct
Common Stock Disposition 2019-03-06 2,921 $40.54 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2019-03-05 2,087 $0.00 2,087 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,337 No 4 M Direct
  1. Performance stock units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
  2. Restricted Stock Units that have vested and converted into common stock on a one-for-one basis. Restricted stock units vest over three years in three equal annual installments.