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Filing Details

Accession Number:: 0001437749-19-004175
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-06 10:37:47
Reporting Period:: 2019-03-04

Accepted Time:: 2019-03-06 10:37:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
768408	Cyanotech Corp	CYAN	Medicinal Chemicals & Botanical Products (2833)	911206026

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1725658	M. Jennifer Johansen	73-4460 Queen Kaahumanu Hwy #102 Kailua-Kona HI 96740	Vp Of Quality	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cyanotech Common Stock	Acquisiton	2019-03-04	10,000	$2.08	11,109	No	4	M	Direct
Cyanotech Common Stock	Disposition	2019-03-04	10,000	$3.72	1,109	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Cyanotech Common Stock	Cyanotech common stock options	Disposition	2019-03-04	10,000	$0.00	10,000	$2.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2019-04-30	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cyanotech Common Stock	Restricted stock units	$0.00		333	333	Direct
Cyanotech Common Stock	Cyanotech common stock options	$3.58	2021-06-30	8,000	8,000	Direct
Cyanotech Common Stock	Restricted stock units	$0.00		1,305	1,305	Direct
Cyanotech Common Stock	Cyanotech common stock options	$3.82	2021-08-28	2,000	2,000	Direct
Cyanotech Common Stock	Cyanotech common stock options	$5.84	2022-07-18	10,000	10,000	Direct
Cyanotech Common Stock	Cyanotech common stock options	$5.61	2022-08-15	2,000	2,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	333	333	Direct
2021-06-30	8,000	8,000	Direct
	1,305	1,305	Direct
2021-08-28	2,000	2,000	Direct
2022-07-18	10,000	10,000	Direct
2022-08-15	2,000	2,000	Direct

Footnotes

Each restricted stock unit represents the contingent right to receive one (1) share of Cyanotech common stock.
The restricted stock units shall vest as to 435 shares on July 13, 2019, 435 shares on July 13, 2020 and 435 shares on July 13, 2021, in each case subject to continued service with Cyanotech on the vesting date.
The restricted stock units shall vest as to 167 shares on 4/5/2019 and 166 shares on 4/5/2020, in each case subject to continued service with Cyanotech on the vesting date.
Ms Johansen acquired 10,000 stock options on 4/30/2009, of which 1,000 options became exercisable on 4/30/2010, 2,000 options became exercisable on 4/30/2011, 3,000 options became exercisable on 4/30/2012 and 4,000 options became exercisable on 4/30/2013.
Ms Johansen acquired 8,000 stock options on 7/1/2011, of which 800 options became exercisable on 7/1/2011, 1,600 options became exercisable on 7/1/2012, 2,400 options became exercisable on 7/1/2013 and 3,200 options became exercisable on 7/1/2014.
Ms Johansen acquired 2,000 stock options on 8/29/2011, of which 200 options became exercisable on 8/29/2011, 400 options became exercisable on 8/29/2012, 600 options became exercisable on 8/29/2013 and 800 options became exercisable on 8/29/2014.
Ms Johansen acquired 10,000 stock options on 7/19/2012, of which 2,500 options became exercisable on 7/19/2013, 2,500 options became exercisable on 7/19/2014, 2,500 options became exercisable on 7/19/2015 and 2,500 options became exercisable on 7/19/2016.
Ms Johansen acquired 2,000 stock options on 8/16/2012, of which 500 options became exercisable on 8/16/2013, 500 options became exercisable on 8/16/2014, 500 options became exercisable on 8/16/2015 and 500 options became exercisable on 8/16/2016.