Filing Details

Accession Number:
0000899243-19-006340
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 21:09:18
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 21:09:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351288 Gw Pharmaceuticals Plc GWPH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754153 Cabot Brown Sovereign House, Vision Park, Histon
Cambridge X0 CB24 9BZ
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2019-03-01 14,479 $0.00 21,679 No 4 M Direct
Ordinary Shares Acquisiton 2019-03-01 34,061 $5.06 55,740 No 4 M Direct
Ordinary Shares Disposition 2019-03-01 13,260 $14.29 42,480 No 4 S Direct
Ordinary Shares Disposition 2019-03-01 35,280 $14.42 7,200 No 4 S Direct
Ordinary Shares Disposition 2019-03-01 3,564 $14.26 3,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Stock Options Disposition 2019-03-01 14,479 $0.00 14,479 $0.00
Ordinary Shares Stock Options Disposition 2019-03-01 34,061 $0.00 34,061 $5.06
Ordinary Shares Stock Options Acquisiton 2019-03-01 16,548 $0.00 16,548 $14.33
Ordinary Shares Stock Options Acquisiton 2019-03-01 3,144 $0.00 3,144 $0.00
Ordinary Shares Stock Options Acquisiton 2019-03-01 3,144 $0.00 3,144 $0.00
Ordinary Shares Stock Options Acquisiton 2019-03-01 3,144 $0.00 3,144 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-12-29 2025-12-29 No 4 M Direct
0 2018-12-29 2025-12-29 No 4 M Direct
16,548 2022-03-01 2029-03-01 No 4 A Direct
3,144 2020-03-01 No 4 A Direct
3,144 2021-03-01 No 4 A Direct
3,144 2022-03-01 No 4 A Direct
Footnotes
  1. Exercise of stock options. Following the exercise, these shares were converted into American Depositary Shares of the Issuer ("ADS"). Each ADS represents twelve ordinary shares of the Issuer.
  2. Converted from British Pounds Sterling to U.S. Dollars using currency ratio of 1.00 British Pound Sterling = 1.32 U.S. Dollars as of March 1, 2019.
  3. These ordinary shares are represented by ADSs.
  4. The price reported in Column 4 is a weighted average price per ordinary share ($171.52 per ADS). These shares were sold in multiple transactions at prices ranging from $171.23 per ADS (or 14.27 per ordinary share) to $171.94 per ADS (or $14.33 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  5. The price reported in Column 4 is a weighted average price per ordinary share ($172.98 per ADS). These shares were sold in multiple transactions at prices ranging from $172.38 per ADS (or 14.37 per ordinary share) to $173.30 per ADS (or $14.44 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  6. The price reported in Column 4 is a weighted average price per ordinary share ($171.16 per ADS). These shares were sold in multiple transactions at prices ranging from $171.14 per ADS (or 14.26 per ordinary share) to $171.18 per ADS (or $14.26 per ordinary share), inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  7. Granted pursuant to the Issuer's Long-Term Incentive Plan
  8. The reported options are options to purchase ADSs.
  9. The exercise price reported is price per ordinary share converted from price per ADS ($172.01).
  10. These stock options will vest automatically on exercisable date.