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Filing Details

Accession Number:
0001209191-11-015239
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-03 18:47:46
Reporting Period:
2011-03-01
Filing Date:
2011-03-03
Accepted Time:
2011-03-03 18:47:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
874766 Hartford Financial Services Group Inc HIG Fire, Marine & Casualty Insurance (6331) 133317783
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1496141 N David Levenson The Hartford Financial Services Group
One Hartford Plaza
Hartford CT 06155
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Restricted Stock Unit Acquisiton 2011-03-01 29,402 $28.91 62,851 No 4 A Direct
Common Stock Acquisiton 2011-03-01 7,618 $7.04 11,707 No 4 M Direct
Common Stock Disposition 2011-03-01 11,187 $29.82 520 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2011-03-01 7,618 $7.04 7,618 $7.04
Common Stock Stock Option Acquisiton 2011-03-01 78,996 $0.00 78,996 $28.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,135 2019-02-25 No 4 M Direct
78,996 2021-03-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock 3,467 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $65.99 2014-02-20 2,466 2,466 Direct
Common Stock Restricted Units $0.00 2012-02-25 13,324 13,324 Direct
Common Stock Restricted Units $0.00 2012-11-05 9,087 9,087 Direct
Common Stock Restricted Units $0.00 2013-02-25 19,712 19,712 Direct
Common Stock Deferred Units $0.00 2011-11-05 1,230 1,230 Direct
Common Stock Deferred Units $0.00 2012-02-25 1,825 1,825 Direct
Common Stock Deferred Units $0.00 2013-05-03 1,506 1,506 Direct
Common Stock Deferred Units $0.00 2013-08-06 653 653 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-20 2,466 2,466 Direct
2012-02-25 13,324 13,324 Direct
2012-11-05 9,087 9,087 Direct
2013-02-25 19,712 19,712 Direct
2011-11-05 1,230 1,230 Direct
2012-02-25 1,825 1,825 Direct
2013-05-03 1,506 1,506 Direct
2013-08-06 653 653 Direct
Footnotes
  1. Transaction effected pursuant to a pre-planned trading plan entered into on 11/5/2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  2. Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $29.84 to $29.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. All options became exercisable as of February 18, 2007.
  4. 7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012.
  5. One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013, and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
  6. Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  7. Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
  8. Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited.
  9. Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
  10. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/30/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
  11. One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.