Home > Insider Trading > Filing (0001209191-11-015239)

Filing Details

Accession Number:: 0001209191-11-015239
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-03 18:47:46
Reporting Period:: 2011-03-01

Filing Date:: 2011-03-03
Accepted Time:: 2011-03-03 18:47:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
874766	Hartford Financial Services Group Inc	HIG	Fire, Marine & Casualty Insurance (6331)	133317783

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1496141	N David Levenson	The Hartford Financial Services Group One Hartford Plaza Hartford CT 06155	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Restricted Stock Unit	Acquisiton	2011-03-01	29,402	$28.91	62,851	No	4	A	Direct
Common Stock	Acquisiton	2011-03-01	7,618	$7.04	11,707	No	4	M	Direct
Common Stock	Disposition	2011-03-01	11,187	$29.82	520	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2011-03-01	7,618	$7.04	7,618	$7.04
Common Stock	Stock Option	Acquisiton	2011-03-01	78,996	$0.00	78,996	$28.91

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
9,135		2019-02-25	No	4	M	Direct
78,996		2021-03-01	No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock	3,467	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Option	$65.99	2014-02-20	2,466	2,466	Direct
Common Stock	Restricted Units	$0.00	2012-02-25	13,324	13,324	Direct
Common Stock	Restricted Units	$0.00	2012-11-05	9,087	9,087	Direct
Common Stock	Restricted Units	$0.00	2013-02-25	19,712	19,712	Direct
Common Stock	Deferred Units	$0.00	2011-11-05	1,230	1,230	Direct
Common Stock	Deferred Units	$0.00	2012-02-25	1,825	1,825	Direct
Common Stock	Deferred Units	$0.00	2013-05-03	1,506	1,506	Direct
Common Stock	Deferred Units	$0.00	2013-08-06	653	653	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2014-02-20	2,466	2,466	Direct
2012-02-25	13,324	13,324	Direct
2012-11-05	9,087	9,087	Direct
2013-02-25	19,712	19,712	Direct
2011-11-05	1,230	1,230	Direct
2012-02-25	1,825	1,825	Direct
2013-05-03	1,506	1,506	Direct
2013-08-06	653	653	Direct

Footnotes

Transaction effected pursuant to a pre-planned trading plan entered into on 11/5/2010 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
Price reflected is the weighted average sale price for shares sold. The range of sales prices for the transactions reported was $29.84 to $29.99 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
All options became exercisable as of February 18, 2007.
7,618 options became exercisable on February 25, 2011 and 9,135 options will become exercisable on February 25, 2012.
One third of the option will become exercisable on March 1, 2012, an additional one third of the option will become exercisable on March 1, 2013, and the remaining one-third of the option will become exercisable on March 1, 2014, the third anniversary of the grant date.
Each restricted unit will vest on the expiration date and be settled in cash immediately following the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
Each restricted unit will vest on the expiration date and be settled in cash as soon as practicable, and in any event within 90 days, after the expiration date for an amount equal to the closing stock price per share of the Company's common stock on the expiration date as reported on the New York Stock Exchange.
Each deferred unit will be settled in cash as soon as practicable, and in any event within 90 days, after the second anniversary of the grant date (11/05/2009) for an amount equal to the Company's closing stock price on the New York Stock Exchange. Deferred units are fully vested when credited.
Each deferred unit will be settled in cash as soon as practicable, an in any event, within 90 days, after the second anniversary of the grant date (2/25/2010) for an amount equal to the Company's closing stock price on the New York Stock Exchange on the settlement date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (5/30/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.
One-third of the deferred unit award will be settled in cash as soon as practicable after, and in any event within 90 days after, the first, second and third anniversaries of the grant date (8/06/2010) based on the Company's closing stock price on the New York Stock Exchange on the applicable anniversary date. Deferred units are fully vested when credited.