Filing Details

Accession Number:
0000899243-19-006277
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 19:06:33
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 19:06:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455863 Americold Realty Trust NYSE: COLD () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1420947 M Jeffrey Gault C/O Americold Realty Trust
10 Glenlake Pkwy, South Tower, Suite 600
Atlanta GA 30328
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Of Beneficial Interest Acquisiton 2019-03-01 166,958 $9.81 301,248 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2019-03-01 166,958 $28.68 134,290 No 4 S Direct
Common Shares Of Beneficial Interest Acquisiton 2019-03-05 100,000 $0.00 234,290 No 4 M Direct
Common Shares Of Beneficial Interest Disposition 2019-03-05 134,290 $29.51 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Of Beneficial Interest Stock Option Disposition 2019-03-01 166,958 $0.00 166,958 $9.81
Common Shares Of Beneficial Interest Restricted Stock Units Disposition 2019-03-05 200,000 $0.00 100,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
333,915 2022-02-01 No 4 M Direct
0 No 4 M Direct
Footnotes
  1. The transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2018.
  2. The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $28.4000 to $28.9250, inclusive. The reporting person undertakes to provide to Americold Realty Trust (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.
  3. On March 1, 2019, Mr. Gault made an exercise of 166,958 stock options and sold 166,958 common shares.
  4. Options to acquire common shares vested 20% each on February 1, 2013, 2014, 2015, 2016 and 2017.
  5. Each restricted stock unit ("RSU") represents the right to acquire one share of the Company.
  6. On March 5, 2019, in connection with Mr. Gault's resignation from the Board of Trustees of the Company, 100,000 of Mr. Gault's RSUs vested immediately and the remaining 100,000 were cancelled.
  7. The price reported in Column 4 is a weighted average price. These common shares were sold in multiple transactions at prices ranging from $29.4100 to $29.6000, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of common shares sold at each separate price within the range set forth above.