Filing Details
- Accession Number:
- 0001209191-19-016910
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 18:08:45
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 18:08:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1722287 | Covia Holdings Corp | CVIA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1684287 | J. Brian Richardson | 3 Summit Park Drive Suite 700 Independence OH 44131 | Evp, Cao & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-01 | 4,659 | $4.66 | 53,266 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 52,640 | $0.00 | 105,906 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,554 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $44.75 | 2019-12-31 | 2025-06-01 | 20,000 | 20,000 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $10.20 | 2026-03-01 | 14,400 | 14,400 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $50.15 | 2027-03-01 | 3,860 | 3,860 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-06-01 | 20,000 | 20,000 | Direct |
| 2026-03-01 | 14,400 | 14,400 | Direct |
| 2027-03-01 | 3,860 | 3,860 | Direct |
Footnotes
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 12,910 restricted stock units.
- The reporting person was granted 52,640 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
- No transaction is being reported on this line. Reported on a previously filed Form 3.
- Immediately exercisable.
- Two-thirds of this option is immediately exercisable. The remaining one-third of the option will vest on March 1, 2020.
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