Filing Details
- Accession Number:
- 0001209191-19-016890
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 18:05:03
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 18:05:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1722287 | Covia Holdings Corp | CVIA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1621011 | D. Jenniffer Deckard | 3 Summit Park Drive Suite 700 Independence OH 44131 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-03-01 | 7,406 | $4.66 | 92,172 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 135,320 | $0.00 | 227,492 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2019-03-01 | 252 | $4.66 | 3,162 | No | 4 | S | Indirect | By spouse |
| Common Stock | Acquisiton | 2019-03-01 | 3,400 | $0.00 | 6,562 | No | 4 | A | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Indirect | By spouse |
| No | 4 | A | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 419,653 | Indirect | As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010 |
| Common Stock | 117,857 | Indirect | As trustee of the Abbey Jo Deckard Trust |
| Common Stock | 117,857 | Indirect | As trustee of the Connor John Deckard Trust |
| Common Stock | 20,400 | Indirect | As trustee of Daryl K. Deckard Irrrevocable Trust dated August 29, 2014 |
| Common Stock | 70,720 | Indirect | As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012 |
| Common Stock | 77,306 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $7.15 | 2019-10-01 | 66,763 | 66,763 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $17.85 | 2020-12-07 | 20,400 | 20,400 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $52.30 | 2023-12-10 | 17,000 | 17,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $80.00 | 2024-10-02 | 7,140 | 7,140 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $44.15 | 2019-12-31 | 2025-05-15 | 8,800 | 8,800 | Direct |
| Common Stock | Employee Stock Option (Right to Buy) | $10.20 | 2026-03-01 | 23,600 | 23,600 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $50.15 | 2027-03-01 | 10,140 | 10,140 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $80.00 | 2024-10-02 | 2,713 | 2,713 | Indirect | |
| Common Stock | Employee Stock Option (Right to Buy) | $44.15 | 2019-12-31 | 2025-05-15 | 2,193 | 2,193 | Indirect |
| Common Stock | Employee Stock Option (Right to Buy) | $10.20 | 2026-03-01 | 1,760 | 1,760 | Indirect | |
| Common Stock | Employee Stock Option (Right to Buy) | $50.15 | 2027-03-01 | 660 | 660 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-10-01 | 66,763 | 66,763 | Direct |
| 2020-12-07 | 20,400 | 20,400 | Direct |
| 2023-12-10 | 17,000 | 17,000 | Direct |
| 2024-10-02 | 7,140 | 7,140 | Direct |
| 2025-05-15 | 8,800 | 8,800 | Direct |
| 2026-03-01 | 23,600 | 23,600 | Direct |
| 2027-03-01 | 10,140 | 10,140 | Direct |
| 2024-10-02 | 2,713 | 2,713 | Indirect |
| 2025-05-15 | 2,193 | 2,193 | Indirect |
| 2026-03-01 | 1,760 | 1,760 | Indirect |
| 2027-03-01 | 660 | 660 | Indirect |
Footnotes
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 24,570 restricted stock units.
- The reporting person was granted 135,320 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
- The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's spouse tax withholding obligations upon the vesting of 720 restricted stock units.
- The reporting person's spouse was granted 3,400 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
- No transaction is being reported on this line. Reported on a previously filed Form 3.
- Immediately exercisable.
- Two-thirds of this option is immediately exercisable. The remaining one-third will vest on March 1, 2020.
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