Filing Details
- Accession Number:
- 0001601712-19-000080
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-03-05 16:46:08
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-03-05 16:46:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1601712 | Synchrony Financial | SYF | Finance Services (6199) | 510483352 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1704474 | Paul Whynott | C/O Synchrony Financial 777 Long Ridge Road Stamford CT 06902 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-03-01 | 13,556 | $32.46 | 65,446 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 924 | $23.00 | 66,370 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 924 | $32.83 | 65,446 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-03-01 | 10,676 | $24.55 | 76,122 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-03-01 | 10,676 | $32.83 | 65,446 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-01 | 924 | $0.00 | 924 | $23.00 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2019-03-01 | 10,676 | $0.00 | 10,676 | $24.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-07-31 | 2024-07-31 | No | 4 | M | Direct |
| 2,669 | 2024-09-17 | No | 4 | M | Direct |
Footnotes
- Represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Synchrony Financial (the "Company") common stock.
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 25, 2019.
- The reporting person was awarded employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
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