Filing Details

Accession Number:
0001375151-19-000020
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-03-05 16:11:01
Reporting Period:
2019-03-01
Accepted Time:
2019-03-05 16:11:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375151 Zogenix Inc. ZGNX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257386 Roger Hawley C/O Zogenix, Inc.
5959 Horton Street, Suite 500
Emeryville CA 94608
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-03-01 3,125 $32.00 73,700 No 4 M Direct
Common Stock Acquisiton 2019-03-01 1,175 $33.92 74,875 No 4 M Direct
Common Stock Disposition 2019-03-01 4,300 $50.00 70,575 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-03-01 3,125 $0.00 3,125 $32.00
Common Stock Stock Option (Right to Buy) Disposition 2019-03-01 1,175 $0.00 1,175 $33.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,625 2020-05-24 No 4 M Direct
36,325 2021-03-01 No 4 M Direct
Footnotes
  1. The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
  2. The Option was granted on May 25, 2010 and 1/4 of the total number of shares of common stock subject to the option vest on May 25, 2011, and 1/48th of the total remaining number of shares of common stock subject to the Option vest monthly thereafter, subject tothe Reporting Person's continued employment or service relationship on each vesting date.
  3. The Option was granted on March 1, 2011 and vests in a series of forty-eight (48) successive, equal monthly installments measured from the date of grant, subject to the Reporting Person's continued service to the Company on each vesting date.