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Filing Details

Accession Number:: 0001127602-19-009904
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-03-05 16:10:46
Reporting Period:: 2019-03-01

Accepted Time:: 2019-03-05 16:10:46
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1156039	Anthem Inc.	ANTM	Hospital & Medical Service Plans (6324)	352145715

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1203671	M Gloria Mccarthy	220 Virginia Avenue Indianapolis IN 46204	Evp & Chief Administrative Off	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2019-03-01	6,342	$307.68	32,414	No	4	F	Direct
Common Stock	Acquisiton	2019-03-01	9,125	$0.00	41,539	No	4	A	Direct
Common Stock	Acquisiton	2019-03-01	2,641	$0.00	44,180	No	4	A	Direct
Common Stock	Acquisiton	2019-03-01	1,087	$0.00	45,267	No	4	A	Direct
Common Stock	Acquisiton	2019-03-04	1,362	$146.93	46,629	No	4	M	Direct
Common Stock	Disposition	2019-03-04	500	$300.12	46,129	No	4	S	Direct
Common Stock	Disposition	2019-03-04	500	$301.46	45,629	No	4	S	Direct
Common Stock	Disposition	2019-03-04	2,500	$302.32	43,129	No	4	S	Direct
Common Stock	Disposition	2019-03-04	1,500	$303.22	41,629	No	4	S	Direct
Common Stock	Disposition	2019-03-04	600	$304.09	41,029	No	4	S	Direct
Common Stock	Disposition	2019-03-04	1,101	$306.32	39,928	No	4	S	Direct
Common Stock	Disposition	2019-03-04	600	$307.54	39,328	No	4	S	Direct
Common Stock	Disposition	2019-03-04	400	$308.35	38,928	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	A	Direct
No	4	A	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2019-03-01	12,187	$0.00	12,187	$307.68
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2019-03-04	1,362	$0.00	1,362	$146.93

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,187		2029-03-01	No	4	A	Direct
0		2025-03-02	No	4	M	Direct

Footnotes

PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
Represents performance based restricted share units. Restrictions lapse on 3/1/19.
Represents restricted share units. Restrictions lapse as follows: 880 shares each on 3/1/2020 and 3/1/2021, and 881 on 3/1/2022.
Represents performance based restricted share units. Restrictions lapse on 10/3/19.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.
This transaction was executed in multiple trades at prices ranging from $299.70 to $300.62 The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff,the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $300.87 to $301.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $301.88 to $302.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $302.92 to $303.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $303.93 to $304.24. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $305.79 to $306.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $307.17 to $308.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $308.23 to $308.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide uponrequest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option represents a right to purchase a total of 12,187 shares, and is exercisable in three annual installments, with two installments of 4,062 shares each and one installment of 4,063 shares, beginning on 3/1/2020, which is the one-year anniversary of the option grant date.
? The option represents a right to purchase a total of 16,762 shares, and is exercisable in six semi-annual installments, with four installments of 2,794 shares each and two installments of 2,793 shares each, beginning on 9/2/2015, which is the six-month anniversary of option grant date.